CourseSecurities Regulation - Law 658
Instructor William K. Sjostrom   View Faculty Page
Emailwilliam.sjostrom@law.arizona.edu
Units 3 - Graded
Prerequisites:

Business Organizations (Corporations), or Instructor's Permission

 
Recommended Courses:

None

 
Overview

The course examines the federal securities laws (Securities Act of 1933 and Securities Exchange Act of 1934).  Topics include securities offerings registration requirements and exemptions, resales of restricted securities, public company disclosure obligations, and civil liability provisions.

 

 

 
Materials

Securities Regulation: Cases and Materials, Sixth Edition by James D. Cox, Robert W. Hillman, Donald C. Langevoort; Imprint: Aspen Publishers; Published: 5/13/2009; ISBN: 9780735578050; Hardcover: 1,216 pages

Securities Regulation: Selected Statutes, Rules, and Forms, 2011 Statutory Supplement by James D. Cox, Robert W. Hillman, Donald C. Langevoort

 
Course Format  
Written Assignments

None

 
Type of Exam

Closed-book, essay and short-answer format

 
Basis for grading

Exam

 
Additional Comments  
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