CourseSecurities Regulation - Law 658
Instructor William K. Sjostrom   View Faculty Page
Units 3 - Graded

Have taken or are enrolled in Business Organizations, or Instructor's Permission

Recommended Courses:



The course examines the federal securities laws (Securities Act of 1933 and Securities Exchange Act of 1934).  Topics include securities offerings registration requirements and exemptions, resales of restricted securities, public company disclosure obligations, and civil liability provisions.




Securities Regulation: Cases and Materials, Sixth Edition by James D. Cox, Robert W. Hillman, Donald C. Langevoort; Imprint: Aspen Publishers; Published: 5/13/2009; ISBN: 9780735578050; Hardcover: 1,216 pages

Securities Regulation: Selected Statutes, Rules, and Forms, 2012 Statutory Supplement by James D. Cox, Robert W. Hillman, Donald C. Langevoort

Course Format  
Written Assignments


Type of Exam

Closed-book, essay and multiple choice format.

Basis for grading


Additional Comments  
Print this Course Description