|Course||Securities Regulation - Law 658|
|Instructor||William K. Sjostrom View Faculty Page|
|Units||3 - Graded|
Have taken or are enrolled in Business Organizations, or Instructor's Permission
The course examines the federal securities laws (Securities Act of 1933 and Securities Exchange Act of 1934). Topics include securities offerings registration requirements and exemptions, resales of restricted securities, public company disclosure obligations, and civil liability provisions.
Securities Regulation: Cases and Materials, Sixth Edition by James D. Cox, Robert W. Hillman, Donald C. Langevoort; Imprint:
|Type of Exam||
Closed-book, essay and multiple choice format.
|Basis for grading||