Course - Law
Instructor
Email
Coteachers:
Units
Prerequisites:

Have taken or are enrolled in Business Organizations, or Instructor's Permission

 
Recommended Courses:

None.

 
Overview

The course examines the federal securities laws (Securities Act of 1933 and Securities Exchange Act of 1934).  Topics include securities offerings registration requirements and exemptions, resales of restricted securities, public company disclosure obligations, and civil liability provisions.

 

 

 
Materials

Securities Regulation: Cases and Materials, Sixth Edition by James D. Cox, Robert W. Hillman, Donald C. Langevoort; Imprint: Aspen Publishers; Published: 5/13/2009; ISBN: 9780735578050; Hardcover: 1,216 pages

Securities Regulation: Selected Statutes, Rules, and Forms, 2012 Statutory Supplement by James D. Cox, Robert W. Hillman, Donald C. Langevoort

 
Course Format  
Written Assignments

None.

 
Type of Exam

Closed-book, essay and multiple choice format.

 
Basis for grading

Exam.

 
Additional Comments  
Print this Course Description