Have taken or are enrolled in Business Organizations, or Instructor's Permission
None.
The course examines the federal securities laws (Securities Act of 1933 and Securities Exchange Act of 1934). Topics include securities offerings registration requirements and exemptions, resales of restricted securities, public company disclosure obligations, and civil liability provisions.
Securities Regulation: Cases and Materials, Sixth Edition by James D. Cox, Robert W. Hillman, Donald C. Langevoort; Imprint:
Securities Regulation: Selected Statutes, Rules, and Forms, 2012 Statutory Supplement by James D. Cox, Robert W. Hillman, Donald C. Langevoort
None.
Closed-book, essay and multiple choice format.
Exam.
